Compliance

DORA: A Complete Overview of Europe’s Digital Operational Resilience Act

John Carrington October 2, 2025 0

The Digital Operational Resilience Act (DORA) became fully applicable on 17 January 2025, introducing mandatory ICT risk management requirements for...

Compliance officers reviewing ChatGPT prompts on laptop for regulatory monitoring and policy drafting

7 Essential ChatGPT Prompts for Busy Compliance Officers

Tom Ashbury September 24, 2025 0

Compliance officers are turning to ChatGPT to manage an escalating regulatory burden that shows no signs of abating. While precise...

Ethics and Compliance Manager reviewing corporate policies and risk assessments

Leading with Integrity: The Ethics and Compliance Manager Role

Sophie Longford September 15, 2025 0

In 2016, Wells Fargo employees opened millions of unauthorized bank accounts to meet aggressive sales targets. In 2018, Facebook faced...

Financial crime compliance strategies for analysts using AI and monitoring tools

Financial Crime Compliance: Strategies for Analysts to Stay Ahead

Sophie Longford September 10, 2025 0

Financial crime compliance is one of the most critical areas for financial institutions. Financial crime analysts face evolving threats. These...

5 Technology Tools That All Internal Auditors Should Be Using

Sophie Longford September 4, 2025 0

Internal audit functions must be data driven, continuous, and auditable. This report identifies 5 technology tools that all internal auditors...

Business professionals using technology to manage compliance as a service in real time

Embedding Compliance as a Service with Technology

Tom Ashbury August 14, 2025 0

In an increasingly regulated business environment, compliance can no longer be treated as an administrative afterthought. Embedding compliance as a...

Real-Time vs Batch AML Monitoring: Key Differences for Compliance Teams

Sophie Longford August 6, 2025 0

Anti-money laundering compliance faces growing pressure as regulators demand faster and more accurate transaction monitoring. Criminals exploit delays and system...

AML Compliance Officer reviewing suspicious activity reports on a computer screen in a modern office.

Inside the Role of an AML Compliance Officer: Navigating Complex Risks in Financial Crime Prevention

John Carrington August 4, 2025 0

The role of the AML Compliance Officer has never been more critical. Financial institutions today face a dynamic landscape of...

Digital identity wallet app displaying biometric KYC credentials on a mobile device

Biometric KYC Comes of Age: The Next Frontier in Digital Identity

John Carrington July 14, 2025 0

Identity fraud is escalating in today's regulatory climate. Compliance burdens are also continuing to intensify. Financial institutions and fintech firms...