Brickwood Asset Management Appoints FinScan for Sanctions Screening
Brickwood Asset Management, a UK value equities boutique, has appointed FinScan, the anti-money laundering (AML) screening business of Innovative Systems,...
News
Regulatory technology news from across the market as it happens. Deals, partnerships, enforcement actions, policy changes, executive moves, and the announcements that signal where the compliance technology industry is heading next and why it matters.
StarCompliance Adds Natural-Language AI Agent to Analytics Offering
StarCompliance, a vendor of employee and firm compliance software used by more than 500 clients, has added an AI compliance...
RegSensus Launches After SteelEye-FundApps Merger
SteelEye and FundApps, two London regulatory technology vendors, have formalized their merger and now operate as RegSensus, a company that...
Zafin Buys Naehas to Expand AI Banking and Compliance Platform
Zafin, the Toronto-based AI platform company for regulated institutions, signed a definitive agreement on October 26, 2026 to acquire Naehas,...
FCA Bans Jeffrey Dawkins, Fines Him Nearly £270,000 Over Mini-Bonds
The FCA banned Jeffrey Dawkins, former chief executive of Vector Wealth Ltd, and fined him nearly £270,000 on October 21...
FCA Data Chief Jessica Rusu Outlines Agentic AI Supervision Plans
The Financial Conduct Authority said it will supervise autonomous AI in financial services under its existing rulebook, and asked AI...
Shield Appoints Former HSBC Executive Michelle Clark
Shield, a communications surveillance vendor, has appointed Michelle Clark, who led communications surveillance capability globally at HSBC, as its global...
FinCEN Ends Beneficial Ownership Reporting for US Companies
The US Treasury Department's Financial Crimes Enforcement Network has issued a final rule permanently removing beneficial ownership reporting requirements for...
ABN AMRO Fined €8.5 Million by Dutch Central Bank
The €8.5 million ABN AMRO fine starts with a pattern. Compliance teams flagged the warning signs. They documented them. Then...
Flagright Closes $12.5M Series A as Demand for AI Compliance Software Grows
The transaction monitoring systems that most banks rely on were designed for a world of batch-processed payments and paper trails....
