FCA Bans Jeffrey Dawkins, Fines Him Nearly £270,000 Over Mini-Bonds 
What Boards Must Decide Now on Rule 14a-8 Shareholder Proposals 
What ICO AI Data Protection Commitments Mean for AI Deployers 
RiskSmart Enters Football Through Lagom Referral Partnership 
Preparing for FCA Transaction Reporting Changes by April 2028 
RegTech 2025: Compliance Catches Up to AI
In 2025, regulation is no longer something companies react to. It’s a moving target that requires real-time systems, predictive monitoring,...
FCA Bans Jeffrey Dawkins, Fines Him Nearly £270,000 Over Mini-Bonds
The FCA banned Jeffrey Dawkins, former chief executive of Vector Wealth Ltd, and fined him nearly £270,000 on October 21...
What Boards Must Decide Now on Rule 14a-8 Shareholder Proposals
SEC Chairman Paul Atkins said on July 9 that the staff's decision not to answer most exclusion requests this season...
What ICO AI Data Protection Commitments Mean for AI Deployers
The UK Information Commissioner's Office said on October 8, 2026 that 10 foundation model developers have made, or committed to...
RiskSmart Enters Football Through Lagom Referral Partnership
RiskSmart, a governance, risk and compliance (GRC) software provider, has signed a referral partnership with Lagom Sports Compliance to offer...
Preparing for FCA Transaction Reporting Changes by April 2028
The Financial Conduct Authority opened a consultation on October 2, 2026 on guidance and transitional rules for the new UK...
LLM Sanctions Screening Accuracy Put to the Test by Castellum.AI
Castellum.AI, a sanctions and watchlist data vendor, reported that nine standalone large language models (LLMs) cleared or escalated 30.8% to...
A7 Sanctions Evasion Network Moved $6.9 Billion, Reports Allege
The Financial Crimes Enforcement Network (FinCEN) found that overseas sub-agents of the A7 sanctions evasion network processed more than $17...
Sumsub Launches Reusable KYC Gateway With MiniPay as First Partner
Sumsub launched its Reusable KYC Gateway at Token2049 Singapore on October 7, letting users of the MiniPay stablecoin wallet verify...
Estonian Regtech Instarc Raises $1.35 Million in Seed Round
Instarc, a regulatory technology company headquartered in Tallinn, has raised €1.25 million to roll out a compliance platform for banks,...
New EU AML Regulations: What AMLA Means for Compliance Data
Quantifind raised $200 million in June 2026. Citi Ventures, S&P Global and Deloitte all backed the round. The pitch: legacy...
Quantifind Targets Global Expansion After $200M Growth Round
Quantifind recently raised $200 million to take its AI financial crime detection platform into Europe, Asia Pacific and the Americas....