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MiFID II Overview: Key Rules and the Digital Tools Driving Compliance MiFID II Overview: Key Rules and the Digital Tools Driving Compliance The Data-Driven Audit: Using Analytics to Spot Risk Before It Hits The Data-Driven Audit: Using Analytics to Spot Risk Before It Hits PRIIPs Compliance: What Fund Managers Must Deliver PRIIPs Compliance: What Fund Managers Must Deliver RegTech’s AI Arms Race: Who Will Win? RegTech’s AI Arms Race: Who Will Win? Governance Solutions: 5 Platforms Shaping Regulatory Oversight Today Governance Solutions: 5 Platforms Shaping Regulatory Oversight Today

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MiFID II compliance overview with transaction reporting, record-keeping, and automated regulatory technology for financial firms.
  • Compliance
  • Governance

MiFID II Overview: Key Rules and the Digital Tools Driving Compliance

John Carrington November 18, 2025 0
Analytics dashboard displaying data-driven audit metrics with fraud detection alerts and compliance monitoring charts
  • Audit
  • Data

The Data-Driven Audit: Using Analytics to Spot Risk Before It Hits

John Carrington November 17, 2025 0
EU flag with the word PRIIPs in the center representing European fund manager compliance and KID reporting under PRIIPs regulation.
  • Compliance
  • Governance

PRIIPs Compliance: What Fund Managers Must Deliver

John Carrington November 16, 2025 0
Illustration of Regtech's AI Arms Race showing AI algorithms analyzing financial data for compliance, fraud detection, and risk management.
  • RegTech
  • Startups

RegTech’s AI Arms Race: Who Will Win?

John Carrington November 13, 2025 0
Illustration showing governance solutions platforms improving compliance, audit management, and regulatory oversight in 2025
  • Governance
  • RegTech

Governance Solutions: 5 Platforms Shaping Regulatory Oversight Today

Tom Ashbury November 11, 2025 0

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MiFID II compliance overview with transaction reporting, record-keeping, and automated regulatory technology for financial firms.
  • Compliance
  • Governance

MiFID II Overview: Key Rules and the Digital Tools Driving Compliance

John Carrington November 18, 2025 0
Analytics dashboard displaying data-driven audit metrics with fraud detection alerts and compliance monitoring charts
  • Audit
  • Data

The Data-Driven Audit: Using Analytics to Spot Risk Before It Hits

John Carrington November 17, 2025 0

Trending Story

MiFID II compliance overview with transaction reporting, record-keeping, and automated regulatory technology for financial firms.
1
  • Compliance
  • Governance

MiFID II Overview: Key Rules and the Digital Tools Driving Compliance

Analytics dashboard displaying data-driven audit metrics with fraud detection alerts and compliance monitoring charts
2
  • Audit
  • Data

The Data-Driven Audit: Using Analytics to Spot Risk Before It Hits

EU flag with the word PRIIPs in the center representing European fund manager compliance and KID reporting under PRIIPs regulation.
3
  • Compliance
  • Governance

PRIIPs Compliance: What Fund Managers Must Deliver

Illustration of Regtech's AI Arms Race showing AI algorithms analyzing financial data for compliance, fraud detection, and risk management.
4
  • RegTech
  • Startups

RegTech’s AI Arms Race: Who Will Win?

Illustration showing governance solutions platforms improving compliance, audit management, and regulatory oversight in 2025
5
  • Governance
  • RegTech

Governance Solutions: 5 Platforms Shaping Regulatory Oversight Today

Featured Story

MiFID II compliance overview with transaction reporting, record-keeping, and automated regulatory technology for financial firms.
  • Compliance
  • Governance

MiFID II Overview: Key Rules and the Digital Tools Driving Compliance

John Carrington November 18, 2025 0
Analytics dashboard displaying data-driven audit metrics with fraud detection alerts and compliance monitoring charts
  • Audit
  • Data

The Data-Driven Audit: Using Analytics to Spot Risk Before It Hits

John Carrington November 17, 2025 0
EU flag with the word PRIIPs in the center representing European fund manager compliance and KID reporting under PRIIPs regulation.
  • Compliance
  • Governance

PRIIPs Compliance: What Fund Managers Must Deliver

John Carrington November 16, 2025 0
Illustration of Regtech's AI Arms Race showing AI algorithms analyzing financial data for compliance, fraud detection, and risk management.
  • RegTech
  • Startups

RegTech’s AI Arms Race: Who Will Win?

John Carrington November 13, 2025 0
Illustration showing governance solutions platforms improving compliance, audit management, and regulatory oversight in 2025
  • Governance
  • RegTech

Governance Solutions: 5 Platforms Shaping Regulatory Oversight Today

Tom Ashbury November 11, 2025 0
iagram showing DORA compliance requirements for EU financial institutions including ICT risk management and resilience testing
  • Compliance
  • News

DORA: A Complete Overview of Europe’s Digital Operational Resilience Act

John Carrington October 2, 2025 0

The Digital Operational Resilience Act (DORA) became fully applicable on 17 January 2025, introducing mandatory ICT risk management requirements for...

Read MoreRead more about DORA: A Complete Overview of Europe’s Digital Operational Resilience Act
ESG compliance reporting dashboard showing renewable energy and sustainability KPIs for corporate accountability.
  • ESG
  • RegTech

From Chaos to Clarity: ESG Compliance Reporting

Sophie Longford October 1, 2025 0

Compliance reporting for ESG metrics has moved from the periphery to the center of corporate and financial operations. Companies no...

Read MoreRead more about From Chaos to Clarity: ESG Compliance Reporting
Overview of the UK ICO, the independent data protection regulator enforcing UK GDPR.
  • Data
  • Privacy

Understanding the ICO: The UK’s Independent Guardian of Data Privacy

Sophie Longford September 29, 2025 0

In an era where data breaches dominate headlines and personal information has become currency, understanding the ICO has never been...

Read MoreRead more about Understanding the ICO: The UK’s Independent Guardian of Data Privacy
Compliance officers reviewing ChatGPT prompts on laptop for regulatory monitoring and policy drafting
  • AI
  • Compliance

7 Essential ChatGPT Prompts for Busy Compliance Officers

Tom Ashbury September 24, 2025 0

Compliance officers are turning to ChatGPT to manage an escalating regulatory burden that shows no signs of abating. While precise...

Read MoreRead more about 7 Essential ChatGPT Prompts for Busy Compliance Officers
Diagram showing EU AI Act four-tier risk classification system from minimal to unacceptable risk with compliance requirements for high-risk AI systems
  • AI
  • News

From Chatbots to Credit Scoring: Europe Redefines AI Risk

John Carrington September 22, 2025 0

The European Union has drawn a line in the sand. With the EU AI Act, the world's first comprehensive AI...

Read MoreRead more about From Chatbots to Credit Scoring: Europe Redefines AI Risk
GDPR Compliance Officer ensuring data privacy and GDPR compliance.
  • Privacy
  • RegTech

GDPR Compliance Officer: Tools, Strategies, and Day-to-Day Work

Sophie Longford September 19, 2025 0

When GDPR came into effect in 2018, companies suddenly needed someone to ensure they didn’t face massive fines for mishandling...

Read MoreRead more about GDPR Compliance Officer: Tools, Strategies, and Day-to-Day Work
Concept of conflict checking, showing a professional examining files to ensure no conflicts of interest.
  • RegTech
  • Risk

Avoiding Ethical Pitfalls: How Smarter Conflict Checks Protect Firms and Clients

Sophie Longford September 17, 2025 0

In the professional services world, reputation is everything. One overlooked conflict of interest can undo years of relationship-building, trigger regulatory...

Read MoreRead more about Avoiding Ethical Pitfalls: How Smarter Conflict Checks Protect Firms and Clients
Board members using governance tools to manage digital transformation and cybersecurity governance during crises
  • Governance
  • RegTech

Next-Gen Governance Tools Signal a Shift in Corporate Power Dynamics

John Carrington September 16, 2025 0

A Boardroom on the Edge On February 21, 2024, ransomware hit UnitedHealth Group's Change Healthcare and forced the company to...

Read MoreRead more about Next-Gen Governance Tools Signal a Shift in Corporate Power Dynamics
Ethics and Compliance Manager reviewing corporate policies and risk assessments
  • Compliance
  • RegTech

Leading with Integrity: The Ethics and Compliance Manager Role

Sophie Longford September 15, 2025 0

In 2016, Wells Fargo employees opened millions of unauthorized bank accounts to meet aggressive sales targets. In 2018, Facebook faced...

Read MoreRead more about Leading with Integrity: The Ethics and Compliance Manager Role
Osano data privacy compliance platform dashboard showing consent management and data mapping features
  • Privacy
  • RegTech

Osano: Navigating the Complexities of Data Privacy Compliance

John Carrington September 12, 2025 0

In an era where data breaches and privacy violations dominate headlines, Osano has become crucial in data privacy compliance. Founded...

Read MoreRead more about Osano: Navigating the Complexities of Data Privacy Compliance

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  • MiFID II Overview: Key Rules and the Digital Tools Driving Compliance
  • The Data-Driven Audit: Using Analytics to Spot Risk Before It Hits
  • PRIIPs Compliance: What Fund Managers Must Deliver
  • RegTech’s AI Arms Race: Who Will Win?
  • Governance Solutions: 5 Platforms Shaping Regulatory Oversight Today

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