Directory · Category
Conduct Risk and Complaints software 47
Software for conduct risk: complaints handling, financial promotions review, consumer outcomes and communications monitoring.
47 in Conduct Risk and Complaints · featured first, then A to Z
List or feature your company →Adclear
Marketing compliance software for financial services brands that reviews promotions and monitors products after they go live.
Europeadclear.ai
→Aptean
Industry-specific enterprise software that automates business processes and removes data silos, with AI features across operations.
North Americaaptean.com
→Aveni
Platform for financial services firms with wealth and compliance suites, including review of regulated customer interactions under UK rules.
Europeaveni.ai
→Canary Whistleblowing System
Whistleblowing system for receiving and managing reports of misconduct, complaints and conduct risk concerns.
Asia-Pacificcanary-whistleblowing.com
→Case IQ
Case management software with an incident hotline for capturing reports and running consistent, timely investigations.
North Americacaseiq.com
→Civica
Public sector software supplier offering digital services and customer support tools to government and other public bodies.
Europecivica.com
→Cognitive View
AI governance and assurance platform that discovers enterprise AI and links risk, controls, evidence and agent oversight.
North Americacognitiveview.com
→Compliapps
Cloud-based governance, risk and compliance software that automates tasks and keeps a full audit trail.
Europecompliapps.com
→Confidly
GDPR-compliant whistleblowing software with an anonymous reporting channel and AI-assisted investigation dashboard for EU companies.
Europeconfidly.eu
→Contato Seguro
Whistleblowing channel allowing anonymous, confidential reports of irregularities within companies that use the service.
Latin Americacontatoseguro.com.br
→Croftz
Compliance software that supports customer onboarding and helps firms meet anti-money laundering obligations.
Europecroftz.com
→Double Voice
Secure whistleblowing channel helping organisations comply with the European whistleblower directive.
Europedoublevoice.io
→EasyWhistle
Anonymous whistleblowing reporting channel for organisations, meeting EU directive requirements for reporting misconduct.
Europeeasywhistle.com
→EQS Group
Governance software combining compliance, ESG and privacy tools from a single EU-based provider for global enterprises.
Europeeqs.com
→Equiniti
Provider of shareholder, pension and remediation services, supporting complaints handling and customer redress programmes for regulated firms.
Europeequiniti.com
→Eventus Systems
Trade surveillance, market risk and algorithmic trading monitoring software covering multiple asset classes for regulated firms.
North Americaeventussystems.com
→FaceUp
Ethics and compliance platform combining anonymous reporting, investigations, case management, disclosures and analytics for small compliance teams.
Europefaceup.com
→Fairplay AI
Platform that automates the validation, testing and optimisation of AI models and agents used by financial institutions.
North Americafairplay.ai
→Formalize (Whistleblower Software)
Whistleblowing system with encrypted reporting channels and case management for handling reports from employees, with unlimited users and languages.
Europewhistleblowersoftware.com
→Four Eyes Financial
Wealth management compliance platform covering digital account opening, KYC, trade surveillance and casework for CIRO, FINRA and SEC regulated firms.
North Americafoureyes.financial
→Global Relay
Archives electronic communications and provides messaging, supervision and eDiscovery tools to help firms meet compliance requirements.
North Americaglobalrelay.com
→GlobaLeaks
Free, open source software for setting up and maintaining a secure whistleblowing platform.
Europeglobaleaks.org
→Hadrius
Compliance platform for financial services firms that centralises compliance work using agentic automation.
North Americahadrius.com
→Hintbox
Whistleblower software with case management, multilingual support and customisable report forms, helping companies meet regulatory reporting requirements.
Europehintbox.de
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