Directory · Category
Conduct Risk and Complaints software 47
Software for conduct risk: complaints handling, financial promotions review, consumer outcomes and communications monitoring.
47 in Conduct Risk and Complaints · featured first, then A to Z
List or feature your company →Legality Whistleblowing
Whistleblowing software for public authorities and companies to receive and manage reports securely.
Europewhistleblowing.software
→LegalTegrity
German-hosted compliance software combining a whistleblower reporting system, legal register and information security management system.
Europelegaltegrity.com
→Moralbox
Training, skills and competency software showing who is trained and qualified across roles, sites and suppliers.
Europemoralbox.com
→NAVEX
Risk, compliance and whistleblowing software for organisations, offered through a German-language site.
North Americanavex.com
→NOTO
Software for managing conduct risk and customer complaints within regulated financial services firms.
Europenoto360.com
→Optial
Enterprise software for governance, risk and compliance, audit and environment, health and safety management.
Europeoptial.com
→Pegasystems
Enterprise platform that automates workflows, personalises customer experiences and modernises legacy systems, including for case and complaints handling.
North Americapega.com
→Red Oak
Compliance software for RIAs and broker dealers covering advertising review and communications surveillance.
North Americaredoak.com
→Saifr
Software that supports compliance teams with conduct risk and complaints handling.
North Americasaifr.ai
→SpeakUp
Ethics and compliance software for managing speak-up reports and concerns, resolving cases and preventing future risks.
Europespeakup.com
→StarCompliance
Employee compliance software that monitors conflicts of interest and supports regulatory obligations for financial firms.
North Americastarcompliance.com
→STOPline
Whistleblower hotline service that lets people report illegal, unethical or corrupt conduct within organisations.
Asia-Pacificstopline.com.au
→Trusty Compliance
Compliance software supporting conduct risk management and complaints handling for regulated organisations.
Europetrusty.report
→Vault Platform
Speak-up platform where employees report workplace misconduct through a mobile app and cases are resolved in one hub.
Europevaultplatform.com
→Verint
Contact centre platform combining workforce engagement, agent assist, AI agents and customer experience analytics within customer service workflows.
North Americaverint.com
→Vispato
Whistleblowing software for receiving reports and handling cases in line with the EU Whistleblower Directive and German data protection rules.
Europevispato.com
→Visslan
Whistleblowing system that helps organisations comply with the Swedish whistleblower law.
Europevisslan.com
→Voyc
Conversation monitoring platform for regulated finance that surfaces risk and coaching opportunities in every human or AI customer interaction.
Europevoyc.ai
→Walor
Whistleblowing software for companies, covering secure reporting and compliance with EU whistleblower requirements.
Europewalor.io
→Waymark
Conduct risk and complaints software for regulated firms to manage customer complaints and conduct obligations.
Europewaymark.tech
→Whispli
Case management suite for whistleblowing, speak-up channels and disclosures, helping compliance teams receive, investigate and resolve reports.
Asia-Pacificwhispli.com
→Whistlelink
Whistleblowing system aligned with the EU Whistleblower Protection Directive, enabling anonymous reporting and case management.
Europewhistlelink.com
→WiseWorks AI
Meeting minuting tool that produces governance minutes for boards and committees using automated note-taking and drafting.
Europewiseworks.ai
→
