Brickwood Asset Management Appoints FinScan for Sanctions Screening
Brickwood Asset Management, a UK value equities boutique, has appointed FinScan, the anti-money laundering (AML) screening business of Innovative Systems,...
John Carrington
John Carrington covers KYC, AML, and regulatory enforcement for the RegTech Post. He reports on how financial institutions are deploying technology to meet anti-money laundering and sanctions obligations.
FCA Publishes AI Good and Poor Practice Observations for Firms
The Financial Conduct Authority (FCA) published AI good practice and poor practice examples on October 19, 2026, and said firms...
RegSensus Launches After SteelEye-FundApps Merger
SteelEye and FundApps, two London regulatory technology vendors, have formalized their merger and now operate as RegSensus, a company that...
Zafin Buys Naehas to Expand AI Banking and Compliance Platform
Zafin, the Toronto-based AI platform company for regulated institutions, signed a definitive agreement on October 26, 2026 to acquire Naehas,...
BoE and FCA Survey Shows Generative AI Surge in UK Finance
The Bank of England and the Financial Conduct Authority said on October 26 that generative AI now makes up 56%...
FCA Bans Jeffrey Dawkins, Fines Him Nearly £270,000 Over Mini-Bonds
The FCA banned Jeffrey Dawkins, former chief executive of Vector Wealth Ltd, and fined him nearly £270,000 on October 21...
What Boards Must Decide Now on Rule 14a-8 Shareholder Proposals
SEC Chairman Paul Atkins said on July 9 that the staff's decision not to answer most exclusion requests this season...
Warren Urges Fed, OCC, FDIC to Restore Bank Examiner Powers
Sen. Elizabeth Warren asked the Federal Reserve, the Office of the Comptroller of the Currency (OCC) and the Federal Deposit...
Shield Appoints Former HSBC Executive Michelle Clark
Shield, a communications surveillance vendor, has appointed Michelle Clark, who led communications surveillance capability globally at HSBC, as its global...
RiskSmart Enters Football Through Lagom Referral Partnership
RiskSmart, a governance, risk and compliance (GRC) software provider, has signed a referral partnership with Lagom Sports Compliance to offer...
