The Compliance Dashboard: Seeing Risk Before It Strikes
Telephone & Data Systems spent years managing SOX compliance through Excel spreadsheets. The internal audit team described their monthly reporting...
John Carrington
MiFID II Overview: Key Rules and the Digital Tools Driving Compliance
Between December 2018 and December 2023, Sigma Broking Limited submitted 924,584 incorrect MiFID II transaction reports to UK regulators. Nearly...
The Data-Driven Audit: Using Analytics to Spot Risk Before It Hits
A senior accountant at Tesco filed a report in September 2014 warning that employees were "pulling forward" future income from...
PRIIPs Compliance: What Fund Managers Must Deliver
FE fundinfo recently discovered that spot checks suggest as many as 90% of EU PRIIPs absolute cost figures are calculated...
RegTech’s AI Arms Race: Who Will Win?
RegTech's AI arms race is heating up among the industry's major players, but what's striking is that no vendor has...
When Data Stays in Silos, Risk Rises: Lessons from Real Cases
JPMorgan's $6.2 billion London Whale loss in 2012 traced directly to a technology failure: risk systems in London and New...
The ESG Data Stack: How Tech Firms Are Building the Backbone of Sustainable Commerce
In corporate boardrooms from Manhattan to Munich, a new phrase is gaining currency: ESG Data Stack. What started as a...
NIS2 Overview: How the EU Is Reshaping Digital Security
In an era where cyberattacks have become increasingly sophisticated and costly, the European Union has taken decisive action to fortify...
Whitehall Scrambles to Overhaul Data Protection After £1bn MoD Afghan Breach
MoD's catastrophic leak of Afghan informants' details exposes systemic failures across government The UK government is racing to implement sweeping...
The Future of GRC Platforms: AI, Automation, and Risk Prediction
Compliance officers face a problem that worsens every year. Financial institutions alone spend $61 billion annually on compliance, and 99%...
