Governance and conduct
Board compliance reporting
Three documents to report compliance and risk to the board every quarter: the report itself, the risk appetite statement it measures against, and the key risk indicator dashboard that feeds both. Written for banks, fintechs, payment, e-money and crypto firms in any country.
What's in the pack
00 Start hereThe order to work in and how the documents are marked up.
01 Quarterly board compliance reportThe report the board reads each quarter
02 Risk appetite statementHow much risk the firm accepts, with limits, for board approval
03 KRI dashboardKey risk indicators with amber and red limits, breach log and summary
Who it's for
Heads of compliance and risk who report to the board or risk committee every quarter.
How you get it
Pay by card, Apple Pay or Google Pay. You download a zip straight away, and we email you the link too. The link works for 30 days.
See all 45 compliance template packs.All templates →
