Directory · Category
Trade Surveillance software in North America 20
Software that monitors trading and communications for market abuse such as insider dealing and market manipulation.
What is transaction monitoring? →
20 in Trade Surveillance · North America · featured first, then A to Z
List or feature your company →ACA Group
Compliance, risk and technology services for financial firms, including managed services, cybersecurity, ESG and performance reporting.
North Americaacaglobal.com
→Behavox
Compliance and conduct surveillance platform that helps financial institutions detect misconduct and risk across communications and trading.
North Americabehavox.com
→Cboe Global Markets
Market infrastructure operator providing trading, clearing and investment solutions and tradable products to market participants worldwide.
North Americacboe.com
→Charles River Development
Cloud-based front office investment management system for investment and wealth managers, asset owners and insurers.
North Americacrd.com
→ComplySci
Compliance management platform for financial services firms that helps organise and scale their regulatory compliance programmes.
North Americacomplysci.com
→Droit
Trade surveillance software for monitoring trading activity for regulatory compliance.
North Americadroit.com
→Eventus
Trade surveillance, market risk and algorithmic trading monitoring software covering multiple asset classes across all lines of defence.
North Americaeventus.com
→Instinet (LiquidMetrix)
Global agency broker and trading services provider, with the LiquidMetrix surveillance tools for monitoring trading activity.
North Americainstinet.com
→Intradyn
Compliance archiving platform that stores emails, texts and social messages in one searchable system for eDiscovery.
North Americaintradyn.com
→Jatheon Technologies
Archiving platform that captures communications from many data sources and makes them searchable for compliance, ediscovery and analytics.
North Americajatheon.com
→KX
Vector database and analytics platform that unifies data for capital markets firms, supporting AI, analytics and trade-related decisions.
North Americakx.com
→OneMarketData (OneTick)
Market data and analytics platform combining streaming and historical tick data with market and trade surveillance, best execution and transaction cost analysis.
North Americaonetick.com
→Pico (Corvil)
Trading infrastructure provider offering analytics, trading software, market data and connectivity to exchanges, banks and brokers.
North Americapico.net
→Sedric
Communications and marketing compliance tool that moves financial services teams from sample-based review to full surveillance coverage.
North Americasedric.ai
→Smarsh
Cloud-based capture, archiving and supervision of electronic communications across more than 80 channels.
North Americasmarsh.com
→SS&C Technologies
Cloud-based financial services technology and operations services for investment managers and other financial institutions.
North Americassctech.com
→Symphony
Secure messaging, voice, directory and analytics platform for regulated industries, built to support communications compliance and data security.
North Americasymphony.com
→Theta Lake
Captures, archives and supervises unified communications and collaboration content to support compliance and security requirements.
North Americathetalake.com
→Trading Technologies
Multi-asset trading platform for futures, fixed income, FX and crypto, offering trade surveillance, transaction cost analysis and execution algorithms.
North Americatradingtechnologies.com
→ZL Technologies
Information management platform covering eDiscovery, compliance, privacy, records management and analytics for unstructured data.
North Americazlti.com
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