PRIIPs Compliance: What Fund Managers Must Deliver
FE fundinfo recently discovered that spot checks suggest as many as 90% of EU PRIIPs absolute cost figures are calculated...
Compliance
Tech-Driven Compliance: Balancing Innovation with Change Readiness
Organizations are discovering a harsh truth about tech-driven compliance: buying the software is easy, getting people to use it properly...
Top 5 GRC Platforms Powering Smarter, Faster Risk Decisions
Organizations today face a relentless combination of regulatory complexity, cyber threats, and operational disruption. Static compliance programs and siloed tools...
NIS2 Overview: How the EU Is Reshaping Digital Security
In an era where cyberattacks have become increasingly sophisticated and costly, the European Union has taken decisive action to fortify...
DORA: A Complete Overview of Europe’s Digital Operational Resilience Act
The Digital Operational Resilience Act (DORA) became fully applicable on 17 January 2025, introducing mandatory ICT risk management requirements for...
7 Essential ChatGPT Prompts for Busy Compliance Officers
Compliance officers are turning to ChatGPT to manage an escalating regulatory burden that shows no signs of abating. While precise...
Leading with Integrity: The Ethics and Compliance Manager Role
In 2016, Wells Fargo employees opened millions of unauthorized bank accounts to meet aggressive sales targets. In 2018, Facebook faced...
Financial Crime Compliance: Strategies for Analysts to Stay Ahead
Financial crime compliance is one of the most critical areas for financial institutions. Financial crime analysts face evolving threats. These...
5 Technology Tools That All Internal Auditors Should Be Using
Internal audit functions must be data driven, continuous, and auditable. This report identifies 5 technology tools that all internal auditors...
Embedding Compliance as a Service with Technology
In an increasingly regulated business environment, compliance can no longer be treated as an administrative afterthought. Embedding compliance as a...
