Governance and conduct
Conflicts of interest
A conflicts of interest policy, a register of the firm's conflicts and staff interests, and the annual declaration every member of staff signs. Written for UK-regulated banks, payment, e-money, investment and crypto firms, with notes for EU and Australian firms. Checked against the FCA Handbook, EU and Australian rules in November 2026.
What's in the pack
00 Start hereThe order to work in and how the documents are marked up.
01 Conflicts of interest policyHow the firm finds, prevents and manages conflicts, for board approval
02 Conflicts registerFirm conflicts, staff interests and annual declarations, with a summary for senior management
03 Annual declaration formWhat each member of staff declares every year and when they join
Who it's for
Compliance teams that keep the conflicts register and collect staff declarations every year.
How you get it
Pay by card, Apple Pay or Google Pay. You download a zip straight away, and we email you the link too. The link works for 30 days.
See all 45 compliance template packs.All templates →
