Financial crime
Transaction monitoring tuning
This pack documents how you set, test and change the rules in your transaction monitoring system. It is written for US BSA/AML programs, with notes for the UK and EU.
What's in the pack
00 Start hereThe order to work in and how the documents are marked up.
01 Rule inventoryEvery rule, its threshold, owner and next tuning date
02 Threshold testingAbove-the-line and below-the-line sample results
03 Alert quality dashboardConversion by rule, analyst hours and SAR deadlines
04 Tuning methodHow you tune, for approval by your BSA/AML committee
05 Tuning change recordOne record for each threshold or logic change, with sign-off
Who it's for
BSA/AML and financial crime teams that own transaction monitoring rules and must show examiners how thresholds are set, tested and changed.
How you get it
Pay by card, Apple Pay or Google Pay. You download a zip straight away, and we email you the link too. The link works for 30 days.
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